In his Commentary to Shade’s poem Kinbote (in VN’s novel Pale Fire, 1962, Shade’s mad commentator who imagines that he is Charles the Beloved, the last self-exiled king of Zembla) quotes the first two lines of Goethe’s Erlkönig (1782) in Zemblan translation:
Line 662: Who rides so late in the night and the wind
This line, and indeed the whole passage (line 653-664), allude to the well-known poem by Goethe about the erlking, hoary enchanter of the elf-haunted alderwood, who falls in love with the delicate little boy of a belated traveler. One cannot sufficiently admire the ingenious way in which Shade manages to transfer something of the broken rhythm of the ballad (a trisyllabic meter at heart) into his iambic verse:
662 Who rídes so láte in the níght and the wind
663 …………………………………………………………………..
664 .... Ít is the fáther with his child
Goethe's two lines opening the poem come out most exactly and beautifully, with the bonus of an unexpected rhyme (also in French: vent - enfant), in my own language:
Ret wóren ok spoz on nátt ut vétt?
Éto est vótchez ut míd ik détt.
Another fabulous ruler, the last king of Zembla, kept repeating these haunting lines to himself both in Zemblan and German, as a chance accompaniment of drumming fatigue and anxiety, while he climbed through the bracken belt of the dark mountains he had to traverse in his bid for freedom.
Natt (Zemblan for “night”) and votchez (Zemblan for “father”) combine to form Les Natchez (1826), a romance by Chateaubriand. Describing the King’s arrival in America, Kinbote mentions Chateaubriand:
John Shade's heart attack (Oct .17, 1958) practically coincided with the disguised king's arrival in America where he descended by parachute from a chartered plane piloted by Colonel Montacute, in a field of hay-feverish, rank-flowering weeds, near Baltimore whose oriole is not an oriole. It had all been perfectly timed, and he was still wrestling with the unfamiliar French contraption when the Rolls-Royce from Sylvia O'Donnell's manor turned toward his green silks from a road and approached along the mowntrop, its fat wheels bouncing disapprovingly and its black shining body slowly gliding along. Fain would I elucidate this business of parachuting but (it being a matter of mere sentimental tradition rather than a useful manner of transportation) this is not strictly necessary in these notes to Pale Fire. While Kingsley, the British chauffeur, an old and absolutely faithful retainer, was doing his best to cram the bulky and ill-folded parachute into the boot, I relaxed on a shooting stick he had supplied me with, sipping a delightful Scotch and water from the car bar and glancing (amid an ovation of crickets and that vortex of yellow and maroon butterflies that so pleased Chateaubriand on his arrival in America) at an article in The New York Times in which Sylvia had vigorously and messily marked out in red pencil a communication from New Wye which told of the poet's hospitalization. I had been looking forward to meeting my favorite American poet who, as I felt sure at the moment, would die long before the Spring Term, but the disappointment was little more than a mental shrug of accepted regret, and discarding the newspaper, I looked around me with enchantment and physical wellbeing despite the congestion in my nose. Beyond the field the great green steps of turf ascended to the multicolored coppices; one could see above them the white brow of the manor; clouds melted into the blue. Suddenly I sneezed, and sneezed again. Kingsley offered me another drink but I declined it, and democratically joined him in the front seat. My hostess was in bed, suffering from the aftereffects of a special injection that she had been given in anticipation of a journey to a special place in Africa. In answer to my "Well, how are you?" she murmured that the Andes had been simply marvelous, and then in a slightly less indolent tone of voice inquired about a notorious actress with whom her son was said to be living in sin. Odon, I said, had promised me he would not marry her. She inquired if I had had a good hop and dingled a bronze bell. Good old Sylvia! She had in common with Fleur de Fyler a vagueness of manner, a languor of demeanor which was partly natural and partly cultivated as a convenient alibi for when she was drunk, and in some wonderful way she managed to combine that indolence with volubility reminding one of a slow-speaking ventriloquist who is interrupted by his garrulous doll. Changeless Sylvia! During three decades I had seen from time to time, from palace to palace, that same flat nut-colored bobbed hair, those childish pale-blue eyes, the vacant smile, the stylish long legs, the willowy hesitating movements. (note to Line 691)
On the other hand, votchez seems to be related to votchim, the obsolete form of otchim (Russ., “stepfather”). In VN’s novel Dar (“The Gift,” 1937) Fyodor calls Shchyogolev (Zina Mertz’s step-father) tvoy votchim (your step-father):
Вечером он был приглашен к Чернышевским, но Александра Яковлевна в последнюю минуту его отменила: ее муж "лежал в гриппе" с очень высокой температурой. Зина ушла с кем-то в кинематограф, так что он встретился с нею только на следующий вечер. "Первый клин боком, - как сострил бы твой вотчим", - ответил он на ее вопрос о книге и (как писали в старину) передал ей вкратце разговор в редакции. Возмущение, нежность к нему, желание чем-нибудь тотчас помочь выразились у нее порывом возбужденной и предприимчивой энергии. "Ах, так! - воскликнула она. - Хорошо же. Я добуду денег для издания, вот что я сделаю". "Ужин ребенку и гробик отцу", - сказал он, и в другое время она бы обиделась на эту вольную шутку.
That night he was invited to the Chernyshevskis, but Alexandra Yakovlevna put him off at the last minute: her husband was “down with flu” and “ran a high temperature.” Zina had gone to the cinema with someone so that he only met her the next evening. “ ‘Kaput on the first try,’ as your stepfather would put it,” he said in reply to her question about the manuscript and (as they used to write in the old days) briefly recounted his conversation at the editorial office. Indignation, tenderness toward him, the urge to help him immediately, found expression with her in a burst of enterprising energy. “Oh, that’s how it is!” she exclaimed. “All right. I’ll get the money for publication, that’s what I’ll do.”
“For the baby a meal, for the father a coffin,” he said (transposing the words in a line of Nekrasov’s poem about the heroic wife who sells her body to get her husband his supper), and another time she would have taken offense at this bold joke. (Chapter Three)
The Chernyshevski couple in “The Gift,” Alexander Yakovlevich and Alexandra Yakovlevna, have the same name and patronymic as goluboy vorishka (the bashful chiseller) and his wife in Ilf and Petrov’s novel Dvenadtsat’ stul’yev (“The Twelve Chairs,” 1928):
Завхоз 2-го дома Старсобеса был застенчивый ворюга. Всё существо его протестовало против краж, но не красть он не мог. Он крал, и ему было стыдно. Крал он постоянно, постоянно стыдился, и поэтому его хорошо бритые щёчки всегда горели румянцем смущения, стыдливости, застенчивости и конфуза. Завхоза звали Александром Яковлевичем, а жену его – Александрой Яковлевной. Он называл её Сашхен, она звала его Альхен. Свет не видывал ещё такого голубого воришки, как Александр Яковлевич.
The Assistant Warden of the Second Home of Stargorod Social Security Administration was a shy little thief. His whole being protested against stealing, yet it was impossible for him not to steal. He stole and was ashamed of himself. He stole constantly and was constantly ashamed of himself, which was why his smoothly shaven cheeks always burned with a blush of confusion, shame, bashfulness and embarrassment. The assistant warden's name was Alexander Yakovlevich, and his wife's name was Alexandra Yakovlevna. He used to call her Sashchen, and she used to call him Alchen. The world has never seen such a bashful chiseller as Alexander Yakovlevich. (chapter VIII “The Bashful Chiseller”)
In “The Twelve Chairs” Lasker arrives in Vasyuki (as imagined by the Vasyuki chess enthusiasts) descending by parachute:
Вдруг на горизонте была усмотрена чёрная точка. Она быстро приближалась и росла, превратившись в большой изумрудный парашют. Как большая редька, висел на парашютном кольце человек с чемоданчиком.
– Это он! – закричал одноглазый. – Ура! Ура! Ура! Я узнаю великого философа-шахматиста, доктора Ласкера. Только он один во всем мире носит такие зелёные носочки.
Suddenly a black dot was noticed on the horizon. It approached rapidly, growing larger and larger until it finally turned into a large emerald parachute. A man with an attache case was hanging from the harness, like a huge radish.
"Here he is!" shouted one-eye. "Hooray, hooray, I recognize the great philosopher and chess player Dr. Lasker. He is the only person in the world who wears those green socks." (Chapter 34 “The Interplanetary Chess Tournament”)
Lasker’s izumrudnyi parashyut (emerald parachute) brings to mind Izumrudov, one of the greater Shadows who visits Gradus (Shade’s murderer) in Nice:
On the morning of July 16 (while Shade was working on the 698-746 section of his poem) dull Gradus, dreading another day of enforced inactivity in sardonically, sparkling, stimulatingly noisy Nice, decided that until hunger drove him out he would not budge from a leathern armchair in the simulacrum of a lobby among the brown smells of his dingy hotel. Unhurriedly he went through a heap of old magazines on a nearby table. There he sat, a little monument of taciturnity, sighing, puffing out his cheeks, licking his thumb before turning a page, gaping at the pictures, and moving his lips as he climbed down the columns of printed matter. Having replaced everything in a neat pile, he sank back in his chair closing and opening his gabled hands in various constructions of tedium - when a man who had occupied a seat next to him got up and walked into the outer glare leaving his paper behind. Gradus pulled it into his lap, spread it out - and froze over a strange piece of local news that caught his eye: burglars had broken into Villa Disa and ransacked a bureau, taking from a jewel box a number of valuable old medals.
Here was something to brood upon. Had this vaguely unpleasant incident some bearing on his quest? Should he do something about it? Cable headquarters? Hard to word succinctly a simple fact without having it look like a cryptogram. Airmail a clipping? He was in his room working on the newspaper with a safety razor blade when there was a bright rap-rap at the door. Gradus admitted an unexpected visitor - one of the greater Shadows, whom he had thought to be onhava-onhava ("far, far away"), in wild, misty, almost legendary Zembla! What stunning conjuring tricks our magical mechanical age plays with old mother space and old father time!
He was a merry, perhaps overmerry, fellow, in a green velvet jacket. Nobody liked him, but he certainly had a keen mind. His name, Izumrudov, sounded rather Russian but actually meant “of the Umruds,” an Eskimo tribe sometimes seen paddling their umyaks (hide-lined boats) on the emerald waters of our northern shores. Grinning, he said friend Gradus must get together his travel documents, including a health certificate, and take the earliest available jet to New York. Bowing, he congratulated him on having indicated with such phenomenal acumen the right place and the right way. Yes, after a thorough perlustration of the loot that Andron and Niagarushka had obtained from the Queen's rosewood writing desk (mostly bills, and treasured snapshots, and those silly medals) a letter from the King did turn up giving his address which was of all places -- Our man, who interrupted the herald of success to say he had never -- was bidden not to display so much modesty. A slip of paper was now produced on which Izumudrov, shaking with laughter (death is hilarious), wrote out for Gradus their client's alias, the name of the university where he taught, and that of the town where it was situated. No, the slip was not for keeps. He could keep it only while memorizing it. This brand of paper (used by macaroon makers) was not only digestible but delicious. The gay green vision withdrew - to resume his whoring no doubt. How one hates such men! (note to Line 741)
Andron and Niagarushka mentioned by Kinbote are Andronnikov and Niagarin, the two Soviet experts whom the new Zemblan government hired to find the crown jewels. Andronnikov is a character in Dostoevski’s novel Podrostok (“The Adolescent,” 1875). In his speech on Dostoevski (delivered on the hundredth anniversary of the writer’s birth) Lunacharski (the minister of education in Lenin’s government) takes the example of water in order to explain Dostoevski’s treatment of man’s psyche. According to Lunacharski, to understand the dynamics of water one must imagine a fantastic Niagara Falls, a hundred times more grandiose than the real one:
Чтобы понять, что делает Достоевский с психикой - возьмём хотя бы такой пример - вода. Для того, чтобы дать человеку полное представление о воде, заставить его объять все её свойства, надо ему показать воду, пар, лёд, разделить воду на составные части, показать, что такое тихое озеро, величаво катящая свои волны река, водопад, фонтан и проч. Словом - ему нужно показать все свойства, всю внутреннюю динамику воды. И, однако, этого всё-таки будет мало. Может быть, для того, чтобы понять динамику воды, нужно превысить данные возможности и фантастически представить человеку Ниагару, в сотню раз грандиознейшую, чем подлинная. Вот Достоевский и стремится превозмочь реальность и показать дух человеческий со всеми его неизмеримыми высотами и необъяснимыми глубинами со всех сторон. Как Микель Анджело скручивает человеческие тела в конвульсиях, в агонии, так Достоевский дух человеческий то раздувает до гиперболы, то сжимает до полного уничтожения, смешивает с грязью, низвергает его в глубины ада, то потом вдруг взмывает в самые высокие эмпиреи неба. Этими полётами человеческого духа Достоевский не только приковывает наше внимание, захватывает нас, открывает нам новые неизведанные красоты, но даёт очень много и нашему познанию, показывая нам неподозреваемые нами глубины души.
Dinamika vody (the dynamics of water) brings to mind a certain stupendous Dynamo goalkeeper whose mannerisms Niagarin can imitate to perfection:
All this is the rule of a supernal game, all this is the immutable fable of fate, and should not be construed as reflecting on the efficiency of the two Soviet experts - who, anyway, were to be marvelously successful on a later occasion with another job (see note to line 747). Their names (probably fictitious) were Andronnikov and Niagarin. One has seldom seen, at least among waxworks, a pair of more pleasant, presentable chaps. Everybody admired their clean-shaven jaws, elementary facial expressions, wavy hair, and perfect teeth. Tall handsome Andronnikov seldom smiled but the crinkly little rays of his orbital flesh bespoke infinite humor while the twin furrows descending from the sides of his shapely nostrils evoked glamorous associations with flying aces and sagebrush heroes. Niagarin, on the other hand, was of comparatively short stature, had somewhat more rounded, albeit quite manly features, and every now and then would flash a big boyish smile remindful of scoutmasters with something to hide, or those gentlemen who cheat in television quizzes. It was delightful to watch the two splendid Sovietchiks running about in the yard and kicking a chalk-dusty, thumping-tight soccer ball (looking so large and bald in such surroundings). Andronnikov could tap-play it on his toe up and down a dozen times before punting it pocket straight into the melancholy, surprised, bleached, harmless heavens; and Niagarin could imitate to perfection the mannerisms of a certain stupendous Dynamo goalkeeper. They used to hand out to the kitchen boys Russian caramels with plums or cherries depicted on the rich luscious six-cornered wrappers that enclosed a jacket of thinner paper with the mauve mummy inside; and lustful country girls were known to creep up along the drungen (bramble-choked footpaths) to the very foot of the bulwark when the two silhouetted against the now flushed sky sang beautiful sentimental military duets at eventide on the rampart. Niagarin had a soulful tenor voice, and Andronnikov a hearty baritone, and both wore elegant jackboots of a soft black leather, and the sky turned away showing its ethereal vertebrae. (note to line 681)
Dostoevski is the author of Netochka Nezvanov (1849), a novel that remained unfinished because the author was arrested, imprisoned in the Peter-and-Paul Fortress and exiled to Siberia. In his Foreword and Commentary to Shade's poem Kinbote mentions Netochka (the nickname of Dr. Oscar Nattochdag, a distinguished Zemblan scholar):
There was also the morning when Dr. Nattochdag, head of the department to which I was attached, begged me in a formal voice to be seated, then closed the door, and having regained, with a downcast frown, his swivel chair, urged me "to be more careful." In what sense, careful? A boy had complained to his adviser. Complained of what, good Lord? That I had criticized a literature course he attended ("a ridiculous survey of ridiculous works, conducted by a ridiculous mediocrity"). Laughing in sheer relief, I embraced my good Netochka, telling him I would never be naughty again. I take this opportunity to salute him. He always behaved with such exquisite courtesy toward me that I sometimes wondered if he did not suspect what Shade suspected, and what only three people (two trustees and the president of the college) definitely knew. (Foreword)
In Swedish natt och dag means “night and day.” Dostoevski is the author of Belye nochi (“The White Nights,” 1848). According to Kinbote, in a conversation with him Shade listed Dostoevski among Russian humorists:
Speaking of the Head of the bloated Russian Department, Prof. Pnin, a regular martinet in regard to his underlings (happily, Prof. Botkin, who taught in another department, was not subordinated to that grotesque "perfectionist"): "How odd that Russian intellectuals should lack all sense of humor when they have such marvelous humorists as Gogol, Dostoevski, Chekhov, Zoshchenko, and those joint authors of genius Ilf and Petrov." (note to Line 172)
Pnin is the title character of a novel (1957) by VN. The “real” name of the poet Shade, his commentator Kinbote and his murderer Gradus seems to be Botkin. An American scholar of Russian descent, Professor Vsevolod Botkin went mad and became Shade, Kinbote and Gradus after the tragic death of his daughter Nadezhda (Hazel Shade’s “real” name). There is nadezhda (a hope) that, when Kinbote completes his work on Shade’s poem and commits suicide (on Oct. 19, 1959, the anniversary of Pushkin’s Lyceum), Botkin, like Count Vorontsov (a target of Pushkin’s epigrams, “half-milord, half-merchant, etc.”), will be full again.
In Chapter Five of “The Gift” Fyodor compares Dostoevski to a room in which a lamp burns during the day:
Фёдор Константинович собрался было восвояси, когда его сзади окликнул шепелявый голос: он принадлежал Ширину, автору романа "Седина" (с эпиграфом из книги Иова), очень сочувственно встреченного эмигрантской критикой. ("Господи, отче -- --? По Бродвею, в лихорадочном шорохе долларов, гетеры и дельцы в гетрах, дерясь, падая, задыхаясь, бежали за золотым тельцом, который, шуршащими боками протискиваясь между небоскребами, обращал к электрическому небу изможденный лик свой и выл. В Париже, в низкопробном притоне, старик Лашез, бывший пионер авиации, а ныне дряхлый бродяга, топтал сапогами старуху-проститутку Буль-де-Сюиф. Господи отчего -- --? Из московского подвала вышел палач и, присев у конуры, стал тюлюкать мохнатого щенка: Махонький, приговаривал он, махонький... В Лондоне лорды и лэди танцевали джими и распивали коктейль, изредка посматривая на эстраду, где на исходе восемнадцатого ринга огромный негр кнок-оутом уложил на ковер своего белокурого противника. В арктических снегах, на пустом ящике из-под мыла, сидел путешественник Эриксен и мрачно думал: Полюс или не полюс?.. Иван Червяков бережно обстригал бахрому единственных брюк. Господи, отчего Вы дозволяете все это?"). Сам Ширин был плотный, коренастый человек, с рыжеватым бобриком, всегда плохо выбритый, в больших очках, за которыми, как в двух аквариумах, плавали два маленьких, прозрачных глаза, совершенно равнодушных к зрительным впечатлениям. Он был слеп как Мильтон, глух как Бетховен, и глуп как бетон. Святая ненаблюдательность (а отсюда – полная неосведомленность об окружающем мире -- и полная неспособность что-либо именовать) -- свойство, почему-то довольно часто встречающееся у русского литератора-середняка, словно тут действует некий благотворный рок, отказывающий безталанному в благодати чувственного познания, дабы он зря не изгадил материала. Бывает, конечно, что в таком темном человеке играет какой-то собственный фонарик, -- не говоря о том, что известны случаи, когда по прихоти находчивой природы, любящей неожиданные приспособления и подмены, такой внутренний свет поразительно ярок -- на зависть любому краснощекому таланту. Но даже Достоевский всегда как-то напоминает комнату, в которой днём горит лампа.
Fyodor was about to walk home when a lisping voice called him from behind: it belonged to Shirin, author of the novel The Hoary Abyss (with an Epigraph from the Book of Job) which had been received very sympathetically by the émigré critics. (“Oh Lord, our Father! Down Broadway in a feverish rustle of dollars, hetaeras and businessmen in spats, shoving, falling and out of breath, were running after the golden calf, which pushed its way, rubbing against walls between the skyscrapers, then turned its emaciated face to the electric sky and howled. In Paris, in a low-class dive, the old man Lachaise, who had once been an aviation pioneer but was now a decrepit vagabond, trampled under his boots an ancient prostitute, Boule de Suif. Oh Lord, why—? Out of a Moscow basement a killer came out, squatted by a kennel and began to coax a shaggy pup: little one, he repeated, little one… In London, lords and ladies danced the Jimmie and imbibed cocktails, glancing from time to time at a platform where at the end of the eighteenth ring a huge Negro had laid his fair-haired opponent on the carpet with a knockout. Amid arctic snows the explorer Ericson sat on an empty soapbox and thought gloomily: The pole or not the pole?… Ivan Chervyakov carefully trimmed the fringe of his only pair of pants. Oh Lord, why dost Thou permit all this?”) Shirin himself was a thickset man with a reddish crew cut, always badly shaved and wearing large spectacles behind which, as in two aquariums, swam two tiny, transparent eyes—which were completely impervious to visual impressions. He was blind like Milton, deaf like Beethoven, and a blockhead to boot. A blissful incapacity for observation (and hence complete uninformedness about the surrounding world—and a complete inability to put a name to anything) is a quality quite frequently met with among the average Russian literati, as if a beneficent fate were at work refusing the blessing of sensory cognition to the untalented so that they will not wantonly mess up the material. It happens, of course, that such a benighted person has some little lamp of his own glimmering inside him—not to speak of those known instances in which, through the caprice of resourceful nature that loves startling adjustments and substitutions, such an inner light is astonishingly bright—enough to make the envy of the ruddiest talent. But even Dostoevski always brings to mind somehow a room in which a lamp burns during the day.
“An Epigraph from the Book of Job” brings to mind Lev Shestov’s book Na vesakh Iova (“In Job’s Balances,” 1929). Shestov is the author of Potestas clavium. Vlast’ klyuchey (“Power of the Keys,” 1923). The keys play an important part in “The Gift.” In Tysyacha i odna noch’ (“A Thousand and One Nights”), a Preface to Potestas clavium, Shestov says that mankind is plunged into a perpetual night – even in a thousand and one nights:
Человечество живёт не в свете, а во тьме, окутанное одною непрерывною ночью. Нет, не одной, и не двумя, и не десятью - а тысячью и одной ночью!
Mankind does not live in the light but in the bosom of darkness; it is plunged into a perpetual night. No! Not in one or two or ten but in a thousand and one nights! (4)
Shade’s poem is almost finished when the author is killed by Gradus. Kinbote believes that, to be completed, Shade’s poem needs but one line (Line 1000, identical to Line 1: “I was the shadow of the waxwing slain”). But it seems that, like some sonnets, Shade’s poem also needs a coda (Line 1001: “By its own double in the windowpane”). Dvoynik ("The Double," 1846) is a short novel by Dostoevski.